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Legal Disclaimer

 

Jordan Capital Markets Inc. ("Jordan") is a member of the Investment Industry Regulatory Organization of Canada

Jordan is a member of the Canadian Investor Protection Fund "CIPF".
 
Canadian Investor Protection Fund


Jordan is currently registered as a member of the Investment Industry Regulatory Organization of Canada ("IIROC") and/or the applicable securities regulatory authorities in each of the following Canadian jurisdictions:

Alberta
British Columbia
Ontario

Information contained on this website is obtained from third party sources believed to be reliable, but the accuracy and completeness of this information is not guaranteed, nor in providing such information does Jordan assume any responsibility or liability for the accuracy and completeness of the information. The information on this website is current as of the date appearing on specific reports or links within this website and Jordan assumes no obligation to update the information or advice on further developments relating to any securities or matters contained on this website. Jordan assumes no liability for any inaccuracies that the information contained in the links provided. Changes may be made at anytime to this website and the information contained herein without prior notice. Jordan monitors this website periodically however, Jordan accepts no responsibility or liability if the information is altered in any way without Jordan’s consent.

The information contained herein is for information purposes only and is not to be construed as an offer or solicitation for the sale or purchase of securities. The material on this website is not to be considered a solicitation to open accounts in jurisdictions where Jordan is not registered.

This website is not intended to provide legal, accounting or tax advice and should not be relied upon in that regard.

Unless otherwise Jordan expressly agrees in writing, no advisor-client, advisory, agency, fiduciary or other relationship is created by accessing or otherwise using this website or by communicating with Jordan by way of email or through this website.

Jordan assumes no responsibility and is not liable for any damages to, or viruses that may infect, your computer or other equipment as a result of use of this website or any downloading of any files, text, or images from this website.

This website may contain content which may include or constitute forward-looking statements related to the operations of certain third party companies or entities, and which are based on our research, estimates, forecasts and projections. Such statements are not guarantees of future performance, and involve risks and uncertainties which are difficult to predict, and which are beyond our control. Such statements relate to the date on which they are made. Content on this website using worlds such as "outlook", "anticipate", "expect", "estimate", "forecast" and similar expressions will constitute such forward-looking statements. We expressly disclaim any obligation to update, amend or revise such statements, whether as a result of new information, ongoing developments, or events occurring following the date of such statements or otherwise.

Jordan, its affiliates and successors, and their respective officers, directors and employees, may at times have a long or short position in the securities mentioned in this website and may make purchases and/or sales of such securities from time to time. Jordan and its affiliates may provide investment banking or other services for, or solicit investment banking and other services from, entities mentioned in this website.

Jordan is an Introducing Broker (see definition below) and Haywood Securities Inc. (“Haywood”) is a Carrying Broker (see definition below) for Jordan under applicable laws in Canada. For accounting and regulatory purposes, clients of Jordan are treated as clients of Jordan's Carrying Broker. Pursuant to the Carrying Broker arrangement between Jordan and Haywood, Haywood is responsible for certain trade execution services, settlement services, custody of cash and securities, the preparation of confirmations and account statements, and the financing of account positions. Jordan is responsible for determining certain trade execution services and ensuring appropriate supervision is performed for all trading activity in client accounts.

 Definitions
(source IIROC Rule 35) 

"Carrying Broker" means the Dealer Member or member of a self regulatory organization that is a participating institution in the Canadian Investor Protection Fund that carries client accounts, which at a minimum includes the clearing and settlement of trades, the maintenance of books and records of client transactions and the custody of some or all client funds and securities

 "Introducing Broker" means the Dealer Member or member of a self-regulatory organization that is a participating institution in the Canadian Investor Protection Fund that introduces client accounts to the carrying broker.